FINRA Broker Check

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Created by FINRA in 1988, and formerly known as the Public Disclosure Program, FINRA BrokerCheck provides investors with an easy, free way to learn about the professional background, business practices, and conduct of FINRA registered firms and representatives. To request information under this program, visit the FINRA website at, or call (800) 289-9999. Through this internet site or hotline, you can request a public report of background information on FINRA registered firms and their brokers. This report reflects information provided by the broker, the firms, and regulators as part of the securities industry’s registration and licensing process.

Should you have any complaints or disputes relating to your account, please contact KPG’s Compliance Department at 212-588-8889, by fax to 212-937-3345 or by email to