Shauna Bushman

Shauna Bushman brings over 20 years of management and supervision experience to KPG Capital Partners. For the past 10 years, she has had direct compliance oversight within broker-dealer and investment advisory firms, including supervising teams of over 50 registered professionals with responsibility for their compliance with securities research, asset management and investment advisory regulations. As Chief Compliance Officer for KPG, she conducts thorough reviews of prospective clients and offerings, and ensures that due diligence requirements are well satisfied.

Ms. Bushman has extensive experience performing all General Securities Principal and compliance responsibilities, including representative training and suitability review, and holds Series 7, 24, 27 and 63 securities registrations.